Financial History Issue 128 (Winter 2019) | Page 15
MUSEUM NEWS
life outside of business. He’s a generous
philanthropist; a devoted husband, father
and grandfather; and, as many in this
room know, he’s a spectacular friend. It’s
in his DNA. So, the world could use a few
more Larry Finks. And, with that, it’s my
pleasure to introduce my friend, the chair-
man and CEO of BlackRock, Larry Fink.
LAURENCE D. FINK
Chairman and Chief Executive Officer,
BlackRock
Before I begin, I want to say it’s a great
privilege to be sharing this evening with
Janet Yellen. Chair Yellen’s approach to
the Fed—with clear communications and
data-dependent decisions—was invalu-
able to economic growth in the United
States and around the world. And her
steadiness in the face of great political
turmoil reinforced the world’s belief in
the independence and strength of US
monetary policy. Once again, Chair Yel-
len, thank you. And I would like to thank
David [Cowen] and Dick [Sylla] and the
Museum of American Finance for this
award. It is my privilege; thank you.
Early in my career in finance I was
lucky enough to be involved in a com-
pletely new business, creating some of
the first mortgage-backed securities and
developing a market for them. I’m very
proud that in the ’80s, we helped lower
mortgage interest rates by over 300 basis
points. Before we securitized mortgages,
they were locked in as thrifts, and we all
know what happened to the thrift indus-
try. But, most importantly, it helped drive
economic opportunity and more home
ownership for more Americans. When
backed by responsible underwriting and
proper securitization standards, they were
fundamentally sound products, and today
they remain essential in helping so many
millions of Americans to afford housing
today.
But we saw in 2008 these securities
had been underwritten and repackaged
in irresponsible ways and contributed in
a great way to the global financial crisis.
This demonstrated how valuable financial
innovation can evolve over time. And,
most importantly, as a result, it carries
a tremendous responsibility that I think
many institutions forgot. And that is why
this Museum has such an important mis-
sion—by studying what works in finance
and what leads to crises. And, hopefully,
we can build a system that is more stable
and a system that is more dynamic; but,
most importantly, a system that creates
more economic opportunity for more
Americans. And, particularly, we need to
make sure that we, the finance industry,
focuses more on outcomes and creat-
ing better long-term futures for more
investors.
One of the fundamental problems of our
industry is that it’s too oriented towards
daily market movements. We are fixated
on financial products and fixated on the
day-to-day movements of markets and
trading. We don’t give enough focus on
the outcomes that investing is supposed to
create. Let’s be clear. We all like to spend
money. Savings is not the most luxurious
outcome. We make it hard for people to
think about savings and the outcomes that
investing is supposed to create. We need a
system that prepares more Americans for
their futures. The abandonment in Amer-
ica of the defined benefit plans that were a
whole foundation of our pension system,
and shifting to defined contributions, for
example, has created much greater, deeper
social problems. Much greater problems
than we’re all willing to admit.
And when that shift happened, we as
an industry spent a lot of time focusing
on new product sets, but we didn’t give
the tools individuals needed to manage
their retirement. This is not just a financial
problem or a financial services industry
THE TICKER
problem; it is a corporate problem. They
walked away from the responsibility of
their own employees’ retirement, without
giving the financial literacy of how to pre-
pare for that long outcome. So, as a result,
many Americans today are unprepared
and underfunded for retirement, which
is contributing to income inequality, and
to so much of the anger we’re witnessing
today—to so much of the rise of populism
we’re seeing today.
We have to rid ourselves of the minute
to minute ticker tape mentality. We all
have a responsibility to build a financial
system that is strong, stable and helps
investors prepare for their futures. And,
for the young people, where $24 trillion
are going to move from the Baby Boom-
ers to Millennials and Generation X, it
is going to be decades for them. And, if
they’re not prepared, we haven’t seen
anger yet.
That is going to require a change, not
just on Wall Street, but in so much of the
corporate sector today. The tremendous
pressure to deliver quarterly numbers dis-
tracts all of us, but particularly companies,
from focusing on an approach that would
deliver more long-term growth. We have
a tremendous responsibility as an indus-
try—and at BlackRock—to prepare more
clients for retirement and to talk to more
companies about these pressures.
That is why we said that we need Wall
Street to take a more long-term approach.
But we also need companies to stand
up, to be clear about what they’re doing
and what their individual corporate pur-
pose is, and how they’re building a future
for their employees, for their sharehold-
ers, for their clients and, importantly, for
every community they operate in. That
is how you build a future—by focusing
on all of your stakeholders and build-
ing your stakeholders to believing in the
company and believing in yourself. Clarity
and consistency are essential to changing
norms and creating the trust that com-
panies need to invest for the long term.
And that clarity and consistency can lead
to more engaged clients and employees.
They actually do more for that company.
And when they’re more attached to every
community where they work and show
www.MoAF.org | Winter 2019 | FINANCIAL HISTORY 13