Financial History Issue 128 (Winter 2019) | Page 19
EDUCATORS’ PERSPECTIVE
Avoiding the Maltese Falcon
By Brian Grinder and Dan Cooper
The Maltese Falcon is best remem-
bered today as the 1941 breakthrough film
noir classic starring Humphrey Bogart
and Mary Astor. 1 The movie is based on
Dashiell Hammett’s novel of the same
name, which was first published serially
in the detective magazine The Black Mask,
from September 1929 to January 1930.
Hammett’s third and most successful
novel imagines a world where self-interest
is paramount. It is a world where capital-
ists are portrayed as ruthless criminals
who will stop at nothing to get what they
want. What they want ultimately turns out
to be worthless.
Hammett (1894–1961) worked as a
Pinkerton agent in Baltimore from 1915 to
1917. He enlisted in the US Army in 1918
(WWI) and contracted tuberculosis while
working as an ambulance driver at Camp
Mead, Maryland. He returned to work for
the Pinkerton Agency in 1919. In 1920, he
moved to Spokane, Washington, where he
worked for a few months as a Pinkerton
operative and strikebreaker in the mining
districts of Idaho and Montana. He suf-
fered a relapse of tuberculosis and ended
up in Cushman Hospital in Tacoma to
recuperate. He met his wife, Josephine, at
the hospital where she worked as a nurse.
They married and moved to San Fran-
cisco, where Hammett took up writing in
a desperate effort to make ends meet. He
eventually found success writing “hard-
boiled” detective stories.
In 1951, Hammett, a member of the
Communist Party since 1936, was sum-
moned to testify about communist activi-
ties in the United States and repeatedly
pled the fifth. This led the district court
judge overseeing the trial to sentence
Hammett to six months in prison for
contempt of court. He served five months,
which further damaged his health, and he
died in 1961.
Actor Humphrey Bogart poses for a
publicity still for The Maltese Falcon, 1941.
Hammett authority Robert Shulman
describes The Maltese Falcon as a new ver-
sion of the detective novel that “reveals a
brilliant and penetrating analysis of a late
capitalistic society.” While Hammett was
critical of capitalism, what he describes
in the novel is the universal human foible
of unchecked greed. Such greed is not the
unique product of capitalism; it has been
with us since the dawn of mankind. Ham-
mett’s tale leads to the conclusion that
goals and objectives motivated primarily
by greed only lead to disappointment. 2
The novel opens with Miss Wonderly
(Brigid O’Shaughnessy) showing up at
the offices of Spade and Archer, where
she tells detective Sam Spade a cock-
and-bull story about her concern for her
runaway sister’s safety. Spade’s partner
is murdered when he follows up on Miss
Wonderly’s ruse. In truth, O’Shaughnessy
was involved with a gang of criminals who
were intent on stealing the Maltese Falcon.
The falcon statuette was crafted by the
Knights of Rhodes as a gift to the King
of Spain, who had granted the island of
Malta to them. According to Casper Gut-
man, the criminal mastermind who is
trying to steal the statue, the falcon was
“not an insignificant bird, but a glorious
golden falcon encrusted from head to
foot with the finest jewels in their coffers.
And—remember sir—they had fine ones,
the finest out of Asia.”
Unfortunately, pirates pilfered the
bird while it was en route to Spain, and
it disappeared for centuries. At some
point, the falcon was painted with black
enamel to conceal its true value. Gutman
spent 17 years tracking it down. When he
finally found it in Constantinople, he sent
O’Shaughnessy along with Joel Cairo to
retrieve it, but O’Shaughnessy, wanting
the falcon for herself, betrayed Gutman.
She tried unsuccessfully to get the fal-
con into San Francisco from Hong Kong
without being detected by Gutman’s gang.
When her plan unraveled, she turned to
Spade for help.
Lying, cheating, stealing and murder
are rife as everyone involved acts in their
own self-interest. Alienation is a key
theme in the novel. O’Shaughnessy mur-
ders Archer. Her own henchman, Floyd
Thursby, in turn is murdered, shot in the
back by Gutman’s gunman, Wilmer Cook,
who also kills the captain of the boat
that brought the falcon to San Francisco.
Gutman betrays Cook when he agrees
with Spade that Cook should be the fall
guy. Cook kills Gutman after the falcon
is shown to be nothing but black lead
throughout. In the end, Spade, who may
love O’Shaughnessy, turns her in for mur-
dering his partner. According to Shulman:
Gutman, Cairo and Brigid O’Shaugh
nessy ruthlessly pursue their own self-
interest as they try to obtain the jew-
eled black bird, a Satanic embodiment
of fabulous wealth. The bird is fake,
but the quest continues. The charac-
ters are exotic, but their motives are
all too familiar and their destructive
results constitute a judgment on the
entire enterprise of single-mindedly
pursuing wealth.
Self-interest, a mainstay of modern eco-
nomics, pervades the novel. It surfaces in
Gutman’s reply to Spade after Spade tells
him that he represents himself, not Cairo
or O’Shaughnessy:
That’s wonderful. I do like a man that
tells you right out he’s looking out for
himself. Don’t we all? I don’t trust a
man that says he’s not. And the man
that’s telling the truth when he says
he’s not I distrust most of all because
he’s an ass and an ass that’s going
contrary to the laws of nature.
A worthless bird statuette 3 wreaks
havoc on everyone involved. Yet, writes
Shulman:
All the destructive energy of the
novel’s characters has its source in
the exchange of the bird. Every time
it changes hands, the value goes up.
Gutman, Cairo and Brigid are the
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