Financial History Issue 129 (Spring 2019) | Page 18

Massachusetts whaling fortune accumu- lated in the 1830s–1850s, Green meticu- lously compounded her capital during the gilded age of the late 19th century. She was notoriously frugal, perhaps miserly, a trait that when combined with her will- ingness to sue—her spending on lawyers was positively profligate—earned her the name “The Witch of Wall Street.” Green was nevertheless willing to speculate in greenbacks following the Civil War and in railroad stocks, yet also made sure she kept considerable cash on hand to back up these somewhat speculative positions. “I like to buy railroad stock and mort- gage bonds,” she told a reporter in 1905. “Government bonds are good, though they do not pay very high interest,” she added. She went on to define her modus operandi as follows: “When I see a good thing going cheap because nobody wants it, I buy a lot of it and tuck it away.” Two years later, when the Panic of 1907 struck and the New York City govern- ment was starved for cash, Green wrote them a check for $1.1 million in exchange for some freshly minted New York City revenue bonds. Her son supervised her holdings in Texas, and he later estimated her total emergency lending at that time to be at least $6 million (approximately $200 million today) in Texas alone. George Baker became president of the First National Bank of New York in 1877 at the age of 37, and he proceeded to run the bank for over 50 years. The First National, “Baker’s Bank,” operated in a way that is almost unthinkable today. There were only 20 holders of First National stock in Baker’s early years, and the Bank’s direc- tors owned 92% of the shares. They did a big business trading in US treasuries, turning over an astonishing $250 million of them in 1877. Baker’s Bank was focused on liquidity, on trading in securities, not commercial loans. Deposits were taken only in six- figure or greater amounts, upon which a placid (but “real”) interest rate of 2% was paid. In those days before deposit insur- ance, Baker’s reputation for prudence and discretion was such that conservative businesses kept large amounts with him: the privately held Ford Motor Company often kept some $50 million or more at the First National, and Henry Ford himself often $5 million. In October 1907, when J.P. Morgan convened a conference of his fellow New York bankers to organize a loan to support the call loan market, Baker’s First National Bank was ready and willing to lend. Of these eccentric characters of yester- year, the only one whose behavior during the Panic of 1907 echoes down to us at all is that of the Boy Plunger, Jesse Livermore. His large positions “shorting” the market were similar in spirit to those of the hedge fund managers of 2007–2008, like John Paulsen and Steve Eisman, who aggres- sively shorted the market for home mort- gages. Livermore’s plunging later caused him severe losses, just as it would later for those modern-day hedge fund managers. The conservative ways of Baruch, Green and Baker—their skeptical, liquid 1907 investing styles—have now been ban- ished into irrelevance. Their descendants on Wall Street today are a less skeptical group, one that trusts their central bank to provide when things get tough. When the call went out for liquid funds in September 2008, Wall Street turned to the Fed. Wall Street’s residents would have explained that there was no point in holding cash, that short-term interest rates yielded next to nothing and even less after inflation and that there was big money to be made in issuing and securitizing mortgages and, thereby, helping with the government’s goal of creating an “ownership society.” In the wake of the Panic of Septem- ber 2008 that government, as mentioned, did provide. Many of the government’s elected leaders, however, were critical of Wall Street’s titans. In committee hear- ings similar to the Pujo Hearings they announced that the denizens of Wall Street brought before them had been reckless and overpaid in the years leading up to the panic. Lawmakers pointed to the “lever- age” employed by some of these financial firms—borrowing done to increase the size and potential profits of their invest- ments—and made it look foolish and self- serving. Laws were passed (e.g., The Dodd- Frank Wall Street Reform and Consumer Protection Act) mandating risk reduc- tion and aggregating to the government increased oversight of the surviving firms. In passing laws and in more closely monitoring these firms, the law-making class acted on the assumption that the world could be controlled by a series of prohibitions and penalties. Wall Street, however, is governed by the profit motive, so these prohibitions represent barriers to be hurdled in a never-ending steeplechase 16    FINANCIAL HISTORY  |  Spring 2019  | www.MoAF.org race, not guidelines, not lodestars. Mandating fiscal prudence on Wall Street may be difficult without some tan- gible payoff for such behavior. A Federal Reserve that manages short-term rates to encourage growth and employment and therefore often keeps such rates below the rate of inflation does not reward pru- dence. The shrewd, liquid, conservative management of funds practiced profit- ably by those wealthy characters of 1907, one that grants the possibility there may someday be a rainy day when prudence is profitable, is perhaps as archaic as their buggy whips.  Dan Munson is a student of financial and scientific history. His writings have appeared in Barron’s Financial Weekly and many other publications. Sources Ackman, Dan. “The Ownership Society.” Forbes. September 3, 2004. Bagehot, Walter. Lombard Street: A Descrip- tion of the Money Market. New York: Henry S. King & Co. 1873. Bruner, R.F. and Carr, S.D. The Panic of 1907. John Wiley and Sons. 2007. Cannon, J.G. Clearing House Loan Certificates and Substitutes for Money Used During the Panic of 1907. 1910. Ford, Carol. “Hetty Green: A Character Study.” National Magazine. 1905. Grant, James. Bernard Baruch: The Adventures of a Wall Street Legend. New York: Axios Press. 1983. Grant, James. Money of the Mind. Farrar, Straus, and Giroux. 1992. Krugman, Paul. The Return of Depression Eco- nomics and the Crisis of 2008. New York: W.W. Norton. 2009. Lefevre, Edwin. Reminiscences of a Stock Oper- ator. New York. 1923. Madigan, J.F. “Bagehot’s Dictum in Practice: Formulating and Implementing Policies to Combat the Financial Crisis.” federalre- serve.org. August 21, 2009. Moen, J.R. and E.W. Tallman. “The Panic of 1907.” federalreservehistory.org. December 4, 2015. The New York Times, October 24–25, 1907; July 4, 1916. White, W.E. Baruch: Portrait of a Citizen. New York: Harcourt Brace. 1950.